GENWORTH FINANCIAL INC 4
4 · GENWORTH FINANCIAL INC · Filed Feb 21, 2017
Insider Transaction Report
Form 4
McKay Scott J
SVP- Chief Information Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-02-20−10,000→ 10,000 total→ Class A Common Stock (10,000 underlying) - Exercise/Conversion
Class A Common Stock
2017-02-18+30,000→ 85,459 total - Tax Payment
Class A Common Stock
2017-02-18$4.01/sh−10,916$43,773→ 74,543 total - Exercise/Conversion
Class A Common Stock
2017-02-20+10,000→ 84,543 total - Tax Payment
Class A Common Stock
2017-02-20$4.01/sh−3,235$12,972→ 81,308 total - Exercise/Conversion
Restricted Stock Units
2017-02-18−30,000→ 60,000 total→ Class A Common Stock (30,000 underlying)
Holdings
- 951.894(indirect: By 401(k))
Class A Common Stock
Footnotes (5)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 18, 2017.
- [F3]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.
- [F4]Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017.
- [F5]Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.