GENWORTH FINANCIAL INC 4
4 · GENWORTH FINANCIAL INC · Filed Feb 21, 2017
Insider Transaction Report
Form 4
Laming Michael S
SVP - Human Resources
Transactions
- Exercise/Conversion
Class A Common Stock
2017-02-18+38,334→ 91,907 total - Tax Payment
Class A Common Stock
2017-02-20$4.01/sh−3,588$14,388→ 86,692 total - Exercise/Conversion
Restricted Stock Units
2017-02-18−38,334→ 76,666 total→ Class A Common Stock (38,334 underlying) - Exercise/Conversion
Restricted Stock Units
2017-02-20−11,667→ 11,666 total→ Class A Common Stock (11,667 underlying) - Tax Payment
Class A Common Stock
2017-02-18$4.01/sh−13,294$53,309→ 78,613 total - Exercise/Conversion
Class A Common Stock
2017-02-20+11,667→ 90,280 total
Holdings
- 500(indirect: By Trust)
Class A Common Stock
- 61,473(indirect: By Trust)
Class A Common Stock
- 500(indirect: By Trust)
Class A Common Stock
Footnotes (5)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 18, 2017.
- [F3]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.
- [F4]Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017.
- [F5]Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.