4//SEC Filing
NANOPHASE TECHNOLOGIES Corp 4
Accession 0001209191-17-013207
$SLSNCIK 0000883107operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:16 PM ET
Size
18.6 KB
Accession
0001209191-17-013207
Insider Transaction Report
Form 4
Baldwin Nancy
VP Human Resources & IT
Transactions
- Award
Common Stock (right to purchase)
2017-02-21$0.68/sh+36,000$24,480→ 36,000 totalExercise: $0.68From: 2018-02-21Exp: 2027-02-21→ Common Stock (36,000 underlying)
Holdings
- 30,000
Common Stock (right to buy)
Exercise: $1.02From: 2010-05-04Exp: 2019-05-04→ Common Stock (30,000 underlying) - 987
Common Stock
- 27,000
Common Stock (right to buy)
Exercise: $1.70From: 2011-05-03Exp: 2020-05-03→ Common Stock (27,000 underlying) - 31,000
Common Stock (right to buy)
Exercise: $1.26From: 2012-05-02Exp: 2021-05-02→ Common Stock (31,000 underlying) - 9,000
Common Stock (right to buy)
Exercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (9,000 underlying) - 41,000
Common Stock (right to buy)
Exercise: $0.30From: 2013-08-07Exp: 2022-08-07→ Common Stock (41,000 underlying) - 15,000
Common Stock (right to buy)
Exercise: $3.14From: 2009-05-12Exp: 2018-05-12→ Common Stock (15,000 underlying) - 40,000
Common Stock (right to buy)
Exercise: $0.52From: 2015-02-13Exp: 2024-02-13→ Common Stock (40,000 underlying) - 31,500
Common Stock (right to purchase)
Exercise: $0.42From: 2017-02-23Exp: 2026-02-23→ Common Stock (31,500 underlying) - 39,000
Common Stock (right to buy)
Exercise: $0.41From: 2014-02-14Exp: 2023-02-14→ Common Stock (39,000 underlying) - 36,000
Common Stock
Exercise: $0.44From: 2016-02-18Exp: 2025-02-18→ Common Stock (36,000 underlying)
Footnotes (1)
- [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
Documents
Issuer
NANOPHASE TECHNOLOGIES Corp
CIK 0000883107
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883107
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:16 PM ET
- Size
- 18.6 KB