Allied World Assurance Co Holdings, AG 4
4 · Allied World Assurance Co Holdings, AG · Filed Feb 22, 2017
Insider Transaction Report
Form 4
Dupont Wesley D
SVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Common Shares
2017-02-18+1,848→ 203,436 total - Disposition to Issuer
Common Shares
2017-02-18$53.37/sh−924$49,318→ 202,512 total - Exercise/Conversion
Restricted Stock Units
2017-02-18−1,848→ 13,164 total→ Common Shares (1,848 underlying) - Disposition to Issuer
Common Shares
2017-02-17$53.37/sh−642$34,266→ 201,990 total - Disposition to Issuer
Common Shares
2017-02-19$53.37/sh−2,208$117,850→ 202,183 total - Exercise/Conversion
Common Shares
2017-02-19+2,208→ 204,391 total - Exercise/Conversion
Common Shares
2017-02-17+1,605→ 202,632 total - Tax Payment
Common Shares
2017-02-17$53.52/sh−402$21,515→ 201,588 total - Exercise/Conversion
Restricted Stock Units
2017-02-17−1,605→ 15,012 total→ Common Shares (1,605 underlying) - Tax Payment
Common Shares
2017-02-18$53.52/sh−329$17,608→ 202,183 total - Exercise/Conversion
Restricted Stock Units
2017-02-19−2,208→ 10,956 total→ Common Shares (2,208 underlying)
Holdings
- 9,260(indirect: By Trust)
Common Shares
Footnotes (12)
- [F1]On February 17, 2015, the reporting person was granted 6,420 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,852 common shares and (ii) cash equal to the market value of 2,568 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F10]Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
- [F11]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
- [F12]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014.
- [F2]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017.
- [F3]Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
- [F4]On February 18, 2014, the reporting person was granted 7,404 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,702 common shares and (ii) cash equal to the market value of 3,702 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F5]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017.
- [F6]On February 19, 2013, the reporting person was granted 8,829 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 8,829 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F7]The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017.
- [F8]Represents 9,260 shares gifted to a charitable trust.
- [F9]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.