4//SEC Filing
Allied World Assurance Co Holdings, AG 4
Accession 0001209191-17-013323
CIK 0001163348operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:50 PM ET
Size
25.3 KB
Accession
0001209191-17-013323
Insider Transaction Report
Form 4
Grossack Marshall J
Senior Vice President
Transactions
- Tax Payment
Common Shares
2017-02-17$53.52/sh−236$12,631→ 208,693 total - Tax Payment
Common Shares
2017-02-18$53.52/sh−226$12,096→ 208,905 total - Disposition to Issuer
Common Shares
2017-02-19$53.37/sh−2,208$117,850→ 208,905 total - Disposition to Issuer
Common Shares
2017-02-17$53.37/sh−305$16,279→ 208,929 total - Disposition to Issuer
Common Shares
2017-02-18$53.37/sh−438$23,378→ 209,131 total - Exercise/Conversion
Common Shares
2017-02-19+2,208→ 211,113 total - Exercise/Conversion
Common Shares
2017-02-17+763→ 209,234 total - Exercise/Conversion
Common Shares
2017-02-18+876→ 209,569 total - Exercise/Conversion
Restricted Stock Units
2017-02-17−763→ 8,372 total→ Common Shares (763 underlying) - Exercise/Conversion
Restricted Stock Units
2017-02-18−876→ 7,496 total→ Common Shares (876 underlying) - Exercise/Conversion
Restricted Stock Units
2017-02-19−2,208→ 5,288 total→ Common Shares (2,208 underlying)
Footnotes (12)
- [F1]On February 17, 2015, the reporting person was granted 3,050 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,830 common shares and (ii) cash equal to the market value of 1,220 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F10]Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
- [F11]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
- [F12]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014.
- [F2]Includes 675 common shares acquired on June 30, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
- [F3]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017.
- [F4]Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
- [F5]On February 18, 2014, the reporting person was granted 3,516 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,758 common shares and (ii) cash equal to the market value of 1,758 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F6]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017.
- [F7]On February 19, 2013, the reporting person was granted 8,829 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 8,829 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F8]The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017.
- [F9]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
Documents
Issuer
Allied World Assurance Co Holdings, AG
CIK 0001163348
Entity typeoperating
Related Parties
1- filerCIK 0001163348
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:50 PM ET
- Size
- 25.3 KB