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GENWORTH FINANCIAL INC 4/A

Accession 0001209191-17-015237

$GNWCIK 0001276520operating
View on SEC.govCompany Profile

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 4:07 PM ET

Size

17.2 KB

Accession

0001209191-17-015237

Insider Transaction Report

Form 4/AAmended
Period: 2017-02-20
GENWORTH FINANCIAL INCGNW
Laming Michael S
SVP - Human Resources
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2017-02-20+11,667→ 65,240 total
  • Tax Payment

    Class A Common Stock

    2017-02-20$4.01/sh−3,588$14,388→ 61,652 total
  • Exercise/Conversion

    Class A Common Stock

    2017-02-25+38,334→ 99,986 total
  • Tax Payment

    Class A Common Stock

    2017-02-25$4.04/sh−13,106$52,948→ 86,880 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-20−11,667→ 11,666 total
    → Class A Common Stock (11,667 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-25−38,334→ 76,666 total
    → Class A Common Stock (38,334 underlying)
Holdings

  • Class A Common Stock

    (indirect: By Trust)
    500

  • Class A Common Stock

    (indirect: By Trust)
    500

  • Class A Common Stock

    (indirect: By Trust)
    61,473
Footnotes (6)
  • [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
  • [F2]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.
  • [F3]This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.
  • [F4]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.
  • [F5]Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.
  • [F6]Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Documents

1 file

Issuer

GENWORTH FINANCIAL INC

CIK 0001276520

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001276520

Filing Metadata

Form type
4/A
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:07 PM ET
Size
17.2 KB
View on SEC.gov