GENWORTH FINANCIAL INC 4/A

4/A · GENWORTH FINANCIAL INC · Filed Feb 28, 2017

Form 4/AAmended

Period: 2017-02-20

SVP - Human Resources

Transactions

Exercise/Conversion
Class A Common Stock
2017-02-20+11,667→ 65,240 total
Tax Payment
Class A Common Stock
2017-02-20$4.01/sh−3,588$14,388→ 61,652 total
Exercise/Conversion
Class A Common Stock
2017-02-25+38,334→ 99,986 total
Tax Payment
Class A Common Stock
2017-02-25$4.04/sh−13,106$52,948→ 86,880 total
Exercise/Conversion
Restricted Stock Units
2017-02-20−11,667→ 11,666 total
→ Class A Common Stock (11,667 underlying)
Exercise/Conversion
Restricted Stock Units
2017-02-25−38,334→ 76,666 total
→ Class A Common Stock (38,334 underlying)

Holdings

Footnotes (6)

[F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
[F2]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.
[F3]This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.
[F4]The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.
[F5]Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.
[F6]Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Documents

1 file