Home/Filings/4/0001209191-17-015503
4//SEC Filing

DEAN FOODS CO 4

Accession 0001209191-17-015503

CIK 0000931336operating

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 7:24 PM ET

Size

13.8 KB

Accession

0001209191-17-015503

Insider Transaction Report

Form 4
Period: 2017-02-24
WARMBIER KIMBERLY
Executive Vice President, and
Transactions
  • Award

    Common Stock

    2017-02-24+4,30152,782 total
  • Exercise/Conversion

    Common Stock

    2017-02-26+4,75257,534 total
  • Tax Payment

    Common Stock

    2017-02-26$18.45/sh1,273$23,48756,261 total
  • Award

    Restricted Stock Units

    2017-02-24+14,90514,905 total
    Exercise: $0.00Common Stock (14,905 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DU005858)

    2017-02-264,7529,504 total
    Exercise: $0.00Common Stock (4,752 underlying)
Footnotes (6)
  • [F1]These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date.
  • [F2]The Reporting Person received a total of 4,752 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,273 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,479 net shares of Common Stock.
  • [F3]The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
  • [F4]RSUs convert into common stock on a one-for-one basis.
  • [F5]This RSU award vests annually, on a pro rata basis, over a 3-year period.
  • [F6]These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

Issuer

DEAN FOODS CO

CIK 0000931336

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000931336

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 7:24 PM ET
Size
13.8 KB