4//SEC Filing
GENESEE & WYOMING INC 4
Accession 0001209191-17-016161
CIK 0001012620operating
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 7:16 PM ET
Size
14.8 KB
Accession
0001209191-17-016161
Insider Transaction Report
Form 4
Brown David A
Chief Operating Officer
Transactions
- Tax Payment
Class A Common Stock, $.01 par value
2017-02-27$74.70/sh−423$31,598→ 25,068 total - Award
Class A Common Stock, $.01 par value
2017-02-01+2,123→ 26,072 total - Tax Payment
Class A Common Stock, $.01 par value
2017-02-28$74.14/sh−329$24,392→ 24,739 total - Tax Payment
Class A Common Stock, $.01 par value
2017-02-26$74.31/sh−581$43,174→ 25,491 total - Award
Class A Common Stock, $.01 par value
2016-02-28$74.14/sh+2,521$186,907→ 27,260 total - Award
Stock Option (Right to Buy)
2017-02-28+19,231→ 19,231 totalExercise: $74.14Exp: 2022-02-27→ Class A Common Stock, $.01 par value (19,231 underlying)
Footnotes (6)
- [F1]Due to an administrative oversight, the shares of Class A Common Stock of the Issuer underlying this previously granted 2016 performance-based restricted stock unit award should have been determined as of February 1, 2017, but was actually certified on March 1, 2017.
- [F2]Represents the number of underlying shares of Class A Common Stock of the Issuer earned in accordance with the Issuer's attainment of pre-determined financial performance targets established under its GVA methodology on the previously granted 2016 performance-based restricted stock unit award. The aforementioned award was also subject to time-based vesting, and vested on February 26, 2017.
- [F3]These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of the previously granted 2016 performance-based restricted stock unit award.
- [F4]These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards.
- [F5]This annual restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2018.
- [F6]This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2018.
Documents
Issuer
GENESEE & WYOMING INC
CIK 0001012620
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001012620
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 7:16 PM ET
- Size
- 14.8 KB