First Foundation Inc. 4
4 · First Foundation Inc. · Filed Mar 2, 2017
Insider Transaction Report
Form 4
BRAKKE JAMES G
Director
Transactions
- Award
Restricted Stock Unit
2017-02-28+915→ 915 totalFrom: 2017-05-28Exp: 2017-05-28→ Common Stock (915 underlying)
Holdings
- 2,150(indirect: By Partnership)
Common Stock
- 3,000
Option
Exercise: $7.50From: 2012-01-26Exp: 2019-01-26→ Common Stock (3,000 underlying) - 30,000
Option
Exercise: $5.00From: 2010-09-17Exp: 2017-09-16→ Common Stock (30,000 underlying) - 93,786(indirect: By Trust)
Common stock
Footnotes (4)
- [F1]On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 46,893 additional shares of common stock as of such date
- [F2]On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 1,075 additional shares of common stock as of such date
- [F3]Restricted stock unit grant, no exercise price
- [F4]On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date