$HLIT·4

HARMONIC INC · Mar 3, 6:45 PM ET

HARMONIC INC 4

4 · HARMONIC INC · Filed Mar 3, 2017

Insider Transaction Report

Form 4
Period: 2017-03-01
Spriester Bart
SVP, Video Products
Transactions
  • Exercise/Conversion

    Common Stock

    2017-03-01+12,62163,123 total
  • Tax Payment

    Common Stock

    2017-03-01$5.90/sh4,692$27,68358,431 total
  • Sale

    Common Stock

    2017-03-02$5.85/sh15,522$90,80442,909 total
  • Exercise/Conversion

    Restricted Stock Unit

    2017-03-0112,6210 total
    Exercise: $0.00From: 2016-11-15Exp: 2017-03-01Common Stock (12,621 underlying)
Footnotes (2)
  • [F1]These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.
  • [F2]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION