4//SEC Filing
RLJ ENTERTAINMENT, INC. 4
Accession 0001209191-17-020905
CIK 0001546381operating
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 6:35 PM ET
Size
10.5 KB
Accession
0001209191-17-020905
Insider Transaction Report
Form 4
PENELLA MIGUEL
DirectorSee Remarks
Transactions
- Award
Restricted Stock Units
2017-03-13+300,000→ 300,000 totalExercise: $2.40From: 2018-03-13Exp: 2020-03-13→ Common Stock, par value $0.001 per share (300,000 underlying) - Award
Stock Options
2017-03-13+700,000→ 700,000 totalExercise: $2.40From: 2019-03-13Exp: 2027-03-13→ Common Stock, par value $0.001 per share (700,000 underlying) - Award
Stock Options
2017-03-13+700,000→ 700,000 totalExercise: $3.00From: 2021-03-13Exp: 2027-03-13→ Common Stock, par value $0.001 per share (700,000 underlying)
Footnotes (2)
- [F1]All stock options directly settle in shares, based on the spread of the stock price over the exercise price. Vesting of options is contingent upon shareholder approval of addition of sufficient shares to the 2012 Incentive Compensation Plan. If RLJE stock is retired before 2020, unvested options convert into cash or buyer shares and pay out or vest at the end of their normal vesting period
- [F2]On March 13, 2017 the Reporting Person was granted 300,000 restricted stock units, which will be issued as common stock, par value $0.001, upon vesting. 75,000 shares will vest on March 13, 2018, 75,000 shares will vest on March 13, 2019, 75,000 shares will vest on March 13, 2020 and 75,000 shares will vest on March 13, 2021.
Documents
Issuer
RLJ ENTERTAINMENT, INC.
CIK 0001546381
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001546381
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 6:35 PM ET
- Size
- 10.5 KB