NASDAQ, INC. 4
4 · NASDAQ, INC. · Filed Mar 16, 2017
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
SWANSTROM STACIE
EXECUTIVE VICE PRESIDENT
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2017-03-14$20.04/sh+1,012$20,280→ 20,323 total - Sale
Common Stock, par value $0.01 per share
2017-03-14$70.76/sh−1,012$71,609→ 19,311 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-03-14−1,012→ 0 totalExercise: $20.04Exp: 2017-08-03→ Common Stock (1,012 underlying)
Holdings
- 2,833
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (2,833 underlying)
Footnotes (2)
- [F1]Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.
- [F2]Options exercisable.