4//SEC Filing
NASDAQ, INC. 4
Accession 0001209191-17-021111
$NDAQCIK 0001120193operating
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:44 PM ET
Size
10.0 KB
Accession
0001209191-17-021111
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
SWANSTROM STACIE
EXECUTIVE VICE PRESIDENT
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2017-03-14$20.04/sh+1,012$20,280→ 20,323 total - Sale
Common Stock, par value $0.01 per share
2017-03-14$70.76/sh−1,012$71,609→ 19,311 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-03-14−1,012→ 0 totalExercise: $20.04Exp: 2017-08-03→ Common Stock (1,012 underlying)
Holdings
- 2,833
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (2,833 underlying)
Footnotes (2)
- [F1]Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.
- [F2]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 4:44 PM ET
- Size
- 10.0 KB