4//SEC Filing
OOMA INC 4
Accession 0001209191-17-021577
$OOMACIK 0001327688operating
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:45 PM ET
Size
22.0 KB
Accession
0001209191-17-021577
Insider Transaction Report
Form 4
OOMA INCOOMA
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.)
WORLDVIEW STRATEGIC PARTNERS IV LP
10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.)
Orsak Michael
10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.)
Worldview Capital IV, L.P.
10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.)
Tanaka Susumu
10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.)
Worldview Equity I, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.)
WORLDVIEW TECHNOLOGY PARTNERS IV LP
10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.)
WEI JAMES
Director10% Owner
Transactions
- Sale
Common Stock
2017-03-15$8.36/sh−20,753$173,495→ 908 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−2,812,767$23,514,732→ 123,117 total(indirect: By Worldview Technology Partners IV, L.P.) - Sale
Common Stock
2017-03-15$8.36/sh−456,693$3,817,953→ 20,002 total(indirect: By Worldview Technology International IV, L.P.)
Footnotes (4)
- [F1]Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.
- [F2]Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.
- [F4]Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.
Documents
Issuer
OOMA INC
CIK 0001327688
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001327688
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 9:45 PM ET
- Size
- 22.0 KB