4/A//SEC Filing
EnSync, Inc. 4/A
Accession 0001209191-17-021799
CIK 0001140310operating
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 5:45 PM ET
Size
9.8 KB
Accession
0001209191-17-021799
Insider Transaction Report
Form 4/AAmended
EnSync, Inc.ESNC
Birnbaum Manfred E
Director
Transactions
- Sale
Common Stock
2017-03-15$0.58/sh−3,434$2,006→ 374,153 total - Sale
Common Stock
2017-03-16$0.57/sh−4,236$2,403→ 369,917 total - Sale
Common Stock
2017-03-17$0.55/sh−16,502$9,086→ 353,415 total
Footnotes (4)
- [F1]The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted in November 2016. The sales of shares pursuant to this Rule 10b5-1 trading plan and disclosed on this Form 4/A reflect the execution of all shares subject to the Rule 10b5-1 trading plan. As a result, the Rule 10b5-1 trading plan has been terminated effective as of the filing of this Form 4/A.
- [F2]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.58 to $0.59, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4/A.
- [F3]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.56 to $0.63, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4/A.
- [F4]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.59, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4 to this Form 4/A.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001140310
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 5:45 PM ET
- Size
- 9.8 KB