EnSync, Inc. 4/A
4/A · EnSync, Inc. · Filed Mar 20, 2017
Insider Transaction Report
Form 4/AAmended
EnSync, Inc.ESNC
Birnbaum Manfred E
Director
Transactions
- Sale
Common Stock
2017-03-15$0.58/sh−3,434$2,006→ 374,153 total - Sale
Common Stock
2017-03-16$0.57/sh−4,236$2,403→ 369,917 total - Sale
Common Stock
2017-03-17$0.55/sh−16,502$9,086→ 353,415 total
Footnotes (4)
- [F1]The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted in November 2016. The sales of shares pursuant to this Rule 10b5-1 trading plan and disclosed on this Form 4/A reflect the execution of all shares subject to the Rule 10b5-1 trading plan. As a result, the Rule 10b5-1 trading plan has been terminated effective as of the filing of this Form 4/A.
- [F2]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.58 to $0.59, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4/A.
- [F3]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.56 to $0.63, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4/A.
- [F4]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.59, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4 to this Form 4/A.