STAAR SURGICAL CO 4
4 · STAAR SURGICAL CO · Filed Mar 21, 2017
Insider Transaction Report
Form 4
Brown Stephen P
Vice President & Chief Financi
Transactions
- Tax Payment
Common Stock
2017-03-18$9.90/sh−1,822$18,038→ 20,631 total - Award
Common Stock
2017-03-21+11,250→ 31,881 total - Award
Common Stock Options
2017-03-21+22,500→ 22,500 totalExercise: $9.30From: 2018-03-21Exp: 2027-03-20→ Common Stock (22,500 underlying)
Footnotes (2)
- [F1]Award of 12,500 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/18/17, 1/3 of the RSUs on 3/18/18, and 1/3 of the RSUs on 3/18/19.
- [F2]The options granted become exercisable as follows: 1/3 on 3/21/2018 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/21/2020.