MULESOFT, INC 4
4 · MULESOFT, INC · Filed Mar 22, 2017
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Morgenthaler Partners VIII LP
10% Owner
Transactions
- Other
Common Stock
2017-03-22−8,428,150→ 0 total - Conversion
Series B Preferred Stock
2017-03-22−3,207,752→ 0 total→ Common Stock (3,207,752 underlying) - Conversion
Series E Preferred Stock
2017-03-22−441,551→ 0 total→ Common Stock (441,551 underlying) - Other
Class B Common Stock
2017-03-22+8,428,150→ 8,428,150 total→ Class A Common Stock (8,428,150 underlying) - Conversion
Common Stock
2017-03-22+8,428,150→ 8,428,150 total - Conversion
Series A Preferred Stock
2017-03-22−398,460→ 0 total→ Common Stock (398,460 underlying) - Conversion
Series C Preferred Stock
2017-03-22−2,740,048→ 0 total→ Common Stock (2,740,048 underlying) - Conversion
Series D Preferred Stock
2017-03-22−1,478,388→ 0 total→ Common Stock (1,478,388 underlying) - Conversion
Series F Preferred Stock
2017-03-22−153,045→ 0 total→ Common Stock (153,045 underlying) - Conversion
Series G Preferred Stock
2017-03-22−8,906→ 0 total→ Common Stock (8,906 underlying)
Footnotes (10)
- [F1]The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F10]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F2]The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F3]The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F4]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F5]The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F6]The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F7]The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F8]The shares are held of record by Morgenthaler Partners VIII, L.P. ("Morgenthaler Partners"). Morgenthaler Management Partners VIII, LLC ("Morgenthaler Management") is the sole general partner of Morgenthaler Partners. Morgenthaler Management disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F9]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.