Earnings Feed
Start Free
Home/Filings/4/0001209191-17-022525
4//SEC Filing

MULESOFT, INC 4

Accession 0001209191-17-022525

CIK 0001374684operating
View on SEC.govCompany Profile

Filed

Mar 22, 8:00 PM ET

Accepted

Mar 23, 12:46 PM ET

Size

46.5 KB

Accession

0001209191-17-022525

Insider Transaction Report

Form 4
Period: 2017-03-22
MULESOFT, INCMULE
Bay Management Co XI LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2017-03-22−2,090,140→ 0 total(indirect: See footnote)
    → Common Stock (2,090,140 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−3,769,208→ 0 total(indirect: See footnote)
    → Common Stock (3,769,208 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−460,637→ 0 total(indirect: See footnote)
    → Common Stock (460,637 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−608,264→ 0 total(indirect: See footnote)
    → Common Stock (608,264 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−88,498→ 0 total(indirect: See footnote)
    → Common Stock (88,498 underlying)
  • Other

    Class B Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
    → Class A Common Stock (7,016,747 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−23,516→ 0 total(indirect: See footnote)
    → Common Stock (23,516 underlying)
  • Other

    Common Stock

    2017-03-22−7,016,747→ 0 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
  • Other

    Common Stock

    2017-03-22−41,660→ 0 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2017-03-22−10,504→ 0 total(indirect: See footnote)
    → Common Stock (10,504 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−3,153→ 0 total(indirect: See footnote)
    → Common Stock (3,153 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−3,917→ 0 total(indirect: See footnote)
    → Common Stock (3,917 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−570→ 0 total(indirect: See footnote)
    → Common Stock (570 underlying)
  • Other

    Class B Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
    → Class A Common Stock (41,660 underlying)
Bay Partners XI L P
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2017-03-22−3,153→ 0 total(indirect: See footnote)
    → Common Stock (3,153 underlying)
  • Conversion

    Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
  • Other

    Common Stock

    2017-03-22−41,660→ 0 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2017-03-22−2,090,140→ 0 total(indirect: See footnote)
    → Common Stock (2,090,140 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−3,769,208→ 0 total(indirect: See footnote)
    → Common Stock (3,769,208 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−460,637→ 0 total(indirect: See footnote)
    → Common Stock (460,637 underlying)
  • Other

    Class B Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
    → Class A Common Stock (7,016,747 underlying)
  • Conversion

    Series C Preferred Stock

    2017-03-22−10,504→ 0 total(indirect: See footnote)
    → Common Stock (10,504 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−3,917→ 0 total(indirect: See footnote)
    → Common Stock (3,917 underlying)
  • Other

    Common Stock

    2017-03-22−7,016,747→ 0 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
  • Conversion

    Series F Preferred Stock

    2017-03-22−608,264→ 0 total(indirect: See footnote)
    → Common Stock (608,264 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−88,498→ 0 total(indirect: See footnote)
    → Common Stock (88,498 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−23,516→ 0 total(indirect: See footnote)
    → Common Stock (23,516 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−570→ 0 total(indirect: See footnote)
    → Common Stock (570 underlying)
  • Other

    Class B Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
    → Class A Common Stock (41,660 underlying)
BAY PARTNERS XI PARALLEL FUND L P
10% Owner
Transactions
  • Conversion

    Series G Preferred Stock

    2017-03-22−570→ 0 total(indirect: See footnote)
    → Common Stock (570 underlying)
  • Other

    Class B Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
    → Class A Common Stock (41,660 underlying)
  • Other

    Common Stock

    2017-03-22−7,016,747→ 0 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
  • Other

    Common Stock

    2017-03-22−41,660→ 0 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2017-03-22−2,090,140→ 0 total(indirect: See footnote)
    → Common Stock (2,090,140 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−3,769,208→ 0 total(indirect: See footnote)
    → Common Stock (3,769,208 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−460,637→ 0 total(indirect: See footnote)
    → Common Stock (460,637 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−608,264→ 0 total(indirect: See footnote)
    → Common Stock (608,264 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−88,498→ 0 total(indirect: See footnote)
    → Common Stock (88,498 underlying)
  • Other

    Class B Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
    → Class A Common Stock (7,016,747 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−23,516→ 0 total(indirect: See footnote)
    → Common Stock (23,516 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−3,917→ 0 total(indirect: See footnote)
    → Common Stock (3,917 underlying)
  • Conversion

    Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2017-03-22−10,504→ 0 total(indirect: See footnote)
    → Common Stock (10,504 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−3,153→ 0 total(indirect: See footnote)
    → Common Stock (3,153 underlying)
PHILLIPS STUART G
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
  • Other

    Common Stock

    2017-03-22−7,016,747→ 0 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
  • Other

    Common Stock

    2017-03-22−41,660→ 0 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2017-03-22−2,090,140→ 0 total(indirect: See footnote)
    → Common Stock (2,090,140 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−3,769,208→ 0 total(indirect: See footnote)
    → Common Stock (3,769,208 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−460,637→ 0 total(indirect: See footnote)
    → Common Stock (460,637 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−608,264→ 0 total(indirect: See footnote)
    → Common Stock (608,264 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−88,498→ 0 total(indirect: See footnote)
    → Common Stock (88,498 underlying)
  • Other

    Class B Common Stock

    2017-03-22+7,016,747→ 7,016,747 total(indirect: See footnote)
    → Class A Common Stock (7,016,747 underlying)
  • Conversion

    Series C Preferred Stock

    2017-03-22−10,504→ 0 total(indirect: See footnote)
    → Common Stock (10,504 underlying)
  • Conversion

    Series D Preferred Stock

    2017-03-22−23,516→ 0 total(indirect: See footnote)
    → Common Stock (23,516 underlying)
  • Conversion

    Series E Preferred Stock

    2017-03-22−3,153→ 0 total(indirect: See footnote)
    → Common Stock (3,153 underlying)
  • Conversion

    Series F Preferred Stock

    2017-03-22−3,917→ 0 total(indirect: See footnote)
    → Common Stock (3,917 underlying)
  • Conversion

    Series G Preferred Stock

    2017-03-22−570→ 0 total(indirect: See footnote)
    → Common Stock (570 underlying)
  • Other

    Class B Common Stock

    2017-03-22+41,660→ 41,660 total(indirect: See footnote)
    → Class A Common Stock (41,660 underlying)
Footnotes (9)
  • [F1]The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F2]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F3]The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F4]The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F5]The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F6]Shares are held by Bay Partners XI, L.P. ("BP XI"). Bay Management Company XI, LLC ("BMC XI"), the general partner of BP XI, has sole voting and dispositive power with respect to the shares held by BP XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by BP XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
  • [F7]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
  • [F8]Shares are held by Bay Partners XI Parallel Fund, L.P. ("Parallel XI"). BMC XI, the general partner of Parallel XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
  • [F9]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Documents

1 file

Issuer

MULESOFT, INC

CIK 0001374684

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001374684

Filing Metadata

Form type
4
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 12:46 PM ET
Size
46.5 KB
View on SEC.gov