ROCKWELL MEDICAL, INC. 4
4 · ROCKWELL MEDICAL, INC. · Filed Mar 23, 2017
Insider Transaction Report
Form 4
Bagley Patrick J
Director
Transactions
- Award
Common Stock
2017-03-21+9,800→ 115,550 total
Holdings
- 15,000(indirect: by Bagley & Langan P.L.L.C.)
Common Stock
- 97,200(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Performance-based stock grant. This grant vests upon the earliest to occur of any of the following (a) reported net sales of the company in any four consecutive calendar quarters equals or exceeds $100,000,000, (b) the market capitalization of the company is greater than $600,000,000 for ten consecutive trading days, or (c) one year following the date the Centers for Medicare & Medicaid Services assign the company transitional add on reimbursement payment status for the drug product, Triferic.
- [F2]The reporting person disclaims beneficial ownership of the common shares held by his spouse and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's common shares for purposes of Section 16 or for any other purpose.
- [F3]The reporting person disclaims beneficial ownership of the common shares held by the company and this report should not be deemed an admission that the reporting person is the beneficial owner of the company's common shares for purposes of Section 16 or for any other purpose. Mr. Bagley is the sole owner of Bagley & Langan, P.L.L.C.