4//SEC Filing
AUBURN NATIONAL BANCORPORATION, INC 4
Accession 0001209191-17-022995
$AUBNCIK 0000750574operating
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 5:49 PM ET
Size
7.6 KB
Accession
0001209191-17-022995
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Gift
common stock
2016-11-08−1,838→ 634,206 total
Holdings
- 18,950(indirect: By Spouse)
common stock
- 24,745(indirect: By Trust)
common stock
- 51,615(indirect: 8 year GRAT dated 12-23-09)
common stock
Footnotes (3)
- [F1]Reflects donation of 1,838 shares of AUBN common stock to the E. L. Spencer, Jr. Foundation, a tax-exempt foundation of which the reporting person has no pecuniary interest.
- [F2]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F3]Shares held by a 2008 revocable trust established for the benefit of the reporting person. The reporting person is the trustee of the trust and has sole voting and dispositive power with respect to these shares.
Documents
Issuer
AUBURN NATIONAL BANCORPORATION, INC
CIK 0000750574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000750574
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 5:49 PM ET
- Size
- 7.6 KB