AUBURN NATIONAL BANCORPORATION, INC 4
4 · AUBURN NATIONAL BANCORPORATION, INC · Filed Mar 27, 2017
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Gift
common stock
2016-11-08−1,838→ 634,206 total
Holdings
- 18,950(indirect: By Spouse)
common stock
- 24,745(indirect: By Trust)
common stock
- 51,615(indirect: 8 year GRAT dated 12-23-09)
common stock
Footnotes (3)
- [F1]Reflects donation of 1,838 shares of AUBN common stock to the E. L. Spencer, Jr. Foundation, a tax-exempt foundation of which the reporting person has no pecuniary interest.
- [F2]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F3]Shares held by a 2008 revocable trust established for the benefit of the reporting person. The reporting person is the trustee of the trust and has sole voting and dispositive power with respect to these shares.