NEUSTAR INC 4
4 · NEUSTAR INC · Filed Mar 27, 2017
Insider Transaction Report
Form 4
NEUSTAR INCNSR
Skorny Henry
SVP, IOT
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-03-23−11,199→ 11,202 totalExercise: $0.00→ Class A Common Stock (11,199 underlying) - Tax Payment
Class A Common Stock
2017-03-23$33.10/sh−5,823$192,741→ 18,950 total - Tax Payment
Class A Common Stock
2017-03-23$33.10/sh−4,126$136,571→ 22,730 total - Exercise/Conversion
Restricted Stock Units
2017-03-23−7,906→ 7,908 totalExercise: $0.00→ Class A Common Stock (7,906 underlying) - Exercise/Conversion
Class A Common Stock
2017-03-23+7,906→ 26,856 total - Sale
Class A Common Stock
2017-03-24$33.10/sh−9,156$303,064→ 13,574 total - Exercise/Conversion
Class A Common Stock
2017-03-23+11,199→ 24,773 total
Footnotes (7)
- [F1]Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan.
- [F2]The price is equal to the closing price of the Class A Common Stock on March 23, 2017.
- [F3]These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 16, 2016.
- [F4]The price range for sales of these shares was between $33.10 and $33.12 per share. Upon appropriate request, the reporting person will provide information regarding the number of shares sold at each separate price.
- [F5]On April 13, 2015, 33,600 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017.
- [F6]Upon the Reporting Person's Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan"), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined by the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such seperation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation.
- [F7]On April 13, 2015, 23,720 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017.