VICAL INC 4
4 · VICAL INC · Filed Mar 28, 2017
Insider Transaction Report
Form 4
VICAL INCVICL
Ramos Anthony Alan
Chief Accounting Officer
Transactions
- Sale
Common Stock $.01 par value
2017-03-27$2.17/sh−4,250$9,240→ 9,674 total
Footnotes (3)
- [F1]Sale of 4,250 shares of common stock to cover withholding taxes on restricted stock units released. The sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on June 6, 2016.
- [F2]Represents a weighted average sales price per share. The prices actually received ranged from $2.10 to $2.22. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Such number reflects the 1-for-10 reverse stock split of the issuer's common stock on May 26, 2016, resulting in the Reporting Person's ownership of 125,311 fewer shares of common stock. The balance includes 3,000 unvested shares subject to restricted stock units.