4//SEC Filing
MAXLINEAR INC 4
Accession 0001209191-17-023747
$MXLCIK 0001288469operating
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 7:48 PM ET
Size
16.9 KB
Accession
0001209191-17-023747
Insider Transaction Report
Form 4
CRADDOCK STEVEN
Director
Transactions
- Conversion
Class A Common Stock
2017-03-29−53,752→ 0 total - Other
Restricted Stock Units
2017-03-29−6,217→ 0 total→ Class A Common Stock (6,217 underlying) - Other
Stock Option (Right to Buy)
2017-03-29+20,000→ 20,000 totalExercise: $9.10Exp: 2018-05-06→ Common Stock (20,000 underlying) - Other
Restricted Stock Units
2017-03-29+6,217→ 6,217 total→ Common Stock (6,217 underlying) - Other
Stock Option (Right to Buy)
2017-03-29−20,000→ 0 totalExercise: $9.10Exp: 2018-05-06→ Class A Common Stock (20,000 underlying) - Conversion
Common Stock
2017-03-29+53,752→ 53,752 total
Footnotes (7)
- [F1]On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.
- [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F3]In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.
- [F4]Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.
- [F5]Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
- [F6]In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.
- [F7]38,770 options were originally granted on May 6, 2011. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.
Documents
Issuer
MAXLINEAR INC
CIK 0001288469
Entity typeoperating
Related Parties
1- filerCIK 0001288469
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 7:48 PM ET
- Size
- 16.9 KB