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Home/Filings/4/0001209191-17-024813
4//SEC Filing

GigPeak, Inc. 4

Accession 0001209191-17-024813

CIK 0001432150operating
View on SEC.govCompany Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:35 PM ET

Size

60.0 KB

Accession

0001209191-17-024813

Insider Transaction Report

Form 4
Period: 2017-04-04
GigPeak, Inc.GIG
Betti-Berutto Andrea
Chief Technical Officer
Transactions
  • Disposition to Issuer

    Stock Options

    2017-04-04−44,412→ 0 total
    Exercise: $0.73→ Common Stock (44,412 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−37,050→ 0 total
    Exercise: $1.95→ Common Stock (37,050 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−20,725→ 0 total
    Exercise: $2.40→ Common Stock (20,725 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−125,623→ 0 total
    Exercise: $2.50→ Common Stock (125,623 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−76,748→ 0 total
    Exercise: $2.65→ Common Stock (76,748 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−33,422→ 0 total
    Exercise: $2.70→ Common Stock (33,422 underlying)
  • Disposition from Tender

    Common Stock

    2017-04-04$3.08/sh−70,676$217,682→ 0 total
  • Disposition to Issuer

    Restricted Stock Units (RSUs)

    2017-04-04$3.08/sh−3,019$9,299→ 0 total
    Exercise: $0.00→ Common Stock (3,019 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh−7,500$23,100→ 0 total
    Exercise: $0.00→ Common Stock (7,500 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh−10,000$30,800→ 0 total
    Exercise: $0.00→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh−18,750$57,750→ 0 total
    Exercise: $0.00→ Common Stock (18,750 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh−28,125$86,625→ 0 total
    Exercise: $0.00→ Common Stock (28,125 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh−31,048$95,628→ 0 total
    Exercise: $0.00→ Common Stock (31,048 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−36,025→ 0 total
    Exercise: $0.95→ Common Stock (36,025 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−61,500→ 0 total
    Exercise: $1.95→ Common Stock (61,500 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−37,555→ 0 total
    Exercise: $2.40→ Common Stock (37,555 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−68,200→ 0 total
    Exercise: $0.73→ Common Stock (68,200 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−238,913→ 0 total
    Exercise: $1.10→ Common Stock (238,913 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−72,311→ 0 total
    Exercise: $2.40→ Common Stock (72,311 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−8,963→ 0 total
    Exercise: $2.40→ Common Stock (8,963 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−38,011→ 0 total
    Exercise: $3.50→ Common Stock (38,011 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−2,950→ 0 total
    Exercise: $1.95→ Common Stock (2,950 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−15,664→ 0 total
    Exercise: $2.50→ Common Stock (15,664 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−10,965→ 0 total
    Exercise: $2.65→ Common Stock (10,965 underlying)
  • Disposition to Issuer

    RSUs

    2017-04-04$3.08/sh−23,750$73,150→ 0 total
    Exercise: $0.00→ Common Stock (23,750 underlying)
  • Disposition to Issuer

    Stock Options

    2017-04-04−168,141→ 0 total
    Exercise: $2.70→ Common Stock (168,141 underlying)
Footnotes (2)
  • [F1]As disclosed in the Schedule 14D-9 filed by the Issuer, pursuant to the Merger Agreement, each GigPeak RSU that is outstanding and is not an Assumed RSU (including GigPeak RSUs for which the vesting is solely accelerated due to the consummation of the transactions contemplated by the Merger Agreement pursuant to a contract in effect as of the date of the Merger Agreement) shall vest in full to the extent unvested and be cancelled immediately prior to the Effective Time and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the aggregate number of Shares subject to such GigPeak RSU immediately prior to the Effective Time and (b) the Offer Price. No GigPeak RSUs held by GigPeak directors or executive officers will be Assumed RSUs.
  • [F2]Pursuant to the Merger Agreement, effective as of immediately prior to the Effective Time, (i) each GigPeak Option with an exercise price that is less than the Offer Price that is outstanding immediately prior to the Effective Time will be cancelled immediately prior to the Effective Time and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the aggregate number of Shares subject to such GigPeak Option immediately prior to the Effective Time and (b) the excess of the Offer Price over the exercise price per share of such GigPeak Option; and (ii) each GigPeak Option with an exercise price equal to or greater than the Offer Price that is outstanding immediately prior to the Effective Time will be cancelled immediately prior to the Effective Time in exchange for no consideration.

Documents

1 file

Issuer

GigPeak, Inc.

CIK 0001432150

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001432150

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:35 PM ET
Size
60.0 KB
View on SEC.gov