GigPeak, Inc. 4

Accession 0001209191-17-024825

CIK 0001432150operating

View on SEC.gov Company Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:36 PM ET

Size

66.5 KB

Accession

0001209191-17-024825

Insider Transaction Report

Form 4

Period: 2017-04-04

GigPeak, Inc.GIG

Katz Avi S

DirectorChief Executive Officer

Transactions

Disposition to Issuer
Restricted Stock Units (RSUs)
2017-04-04$3.08/sh−8,050$24,794→ 0 total
Exercise: $0.00→ Common Stock (8,050 underlying)
Disposition to Issuer
RSUs
2017-04-04$3.08/sh−98,125$302,225→ 0 total
Exercise: $0.00→ Common Stock (98,125 underlying)
Disposition to Issuer
Stock Options
2017-04-04−93,176→ 0 total
Exercise: $3.50→ Common Stock (93,176 underlying)
Disposition to Issuer
Stock Options
2017-04-04−12,695→ 0 total
Exercise: $1.95→ Common Stock (12,695 underlying)
Disposition to Issuer
Stock Options
2017-04-04−503,906→ 0 total
Exercise: $2.70→ Common Stock (503,906 underlying)
Disposition to Issuer
Stock Options
2017-04-04−137,500→ 0 total
Exercise: $0.73→ Common Stock (137,500 underlying)
Disposition to Issuer
Stock Options
2017-04-04−10,312→ 0 total
Exercise: $0.73→ Common Stock (10,312 underlying)
Disposition to Issuer
Stock Options
2017-04-04−6,875→ 0 total
Exercise: $0.73→ Common Stock (6,875 underlying)
Disposition to Issuer
Stock Options
2017-04-04−77,764→ 0 total
Exercise: $0.95→ Common Stock (77,764 underlying)
Disposition to Issuer
Stock Options
2017-04-04−121,100→ 0 total
Exercise: $1.95→ Common Stock (121,100 underlying)
Disposition to Issuer
Stock Options
2017-04-04−116,115→ 0 total
Exercise: $2.40→ Common Stock (116,115 underlying)
Disposition to Issuer
Stock Options
2017-04-04−31,353→ 0 total
Exercise: $2.40→ Common Stock (31,353 underlying)
Disposition to Issuer
RSUs
2017-04-04$3.08/sh−29,341$90,370→ 0 total
Exercise: $0.00→ Common Stock (29,341 underlying)
Disposition to Issuer
RSUs
2017-04-04$3.08/sh−200,624$617,922→ 0 total
Exercise: $0.00→ Common Stock (200,624 underlying)
Disposition to Issuer
Stock Options
2017-04-04−11,919→ 0 total
Exercise: $0.73→ Common Stock (11,919 underlying)
Disposition to Issuer
Stock Options
2017-04-04−581,338→ 0 total
Exercise: $1.10→ Common Stock (581,338 underlying)
Disposition to Issuer
Stock Options
2017-04-04−190,305→ 0 total
Exercise: $1.95→ Common Stock (190,305 underlying)
Disposition to Issuer
Stock Options
2017-04-04−388,473→ 0 total
Exercise: $2.50→ Common Stock (388,473 underlying)
Disposition to Issuer
RSUs
2017-04-04$3.08/sh−303,238$933,973→ 0 total
Exercise: $0.00→ Common Stock (303,238 underlying)
Disposition to Issuer
RSUs
2017-04-04$3.08/sh−375,000$1,155,000→ 0 total
Exercise: $0.00→ Common Stock (375,000 underlying)
Disposition to Issuer
RSUs
2017-04-04$3.08/sh−694,721$2,139,741→ 0 total
Exercise: $0.00→ Common Stock (694,721 underlying)
Disposition to Issuer
Stock Options
2017-04-04−36,824→ 0 total
Exercise: $3.50→ Common Stock (36,824 underlying)
Disposition to Issuer
Stock Options
2017-04-04−200,877→ 0 total
Exercise: $2.40→ Common Stock (200,877 underlying)
Disposition to Issuer
Stock Options
2017-04-04−202,412→ 0 total
Exercise: $2.65→ Common Stock (202,412 underlying)
Disposition to Issuer
Stock Options
2017-04-04−200,000→ 0 total
Exercise: $2.65→ Common Stock (200,000 underlying)
Disposition from Tender
Common Stock
2017-04-04$3.08/sh−319,996$985,588→ 0 total
Disposition to Issuer
Stock Options
2017-04-04−16,891→ 0 total
Exercise: $2.50→ Common Stock (16,891 underlying)
Disposition to Issuer
Stock Options
2017-04-04−21,800→ 0 total
Exercise: $2.65→ Common Stock (21,800 underlying)
Disposition to Issuer
Stock Options
2017-04-04−33,594→ 0 total
Exercise: $2.70→ Common Stock (33,594 underlying)

Footnotes (2)

[F1]As disclosed in the Schedule 14D-9 filed by the Issuer, pursuant to the Merger Agreement, each GigPeak RSU that is outstanding and is not an Assumed RSU (including GigPeak RSUs for which the vesting is solely accelerated due to the consummation of the transactions contemplated by the Merger Agreement pursuant to a contract in effect as of the date of the Merger Agreement) shall vest in full to the extent unvested and be cancelled immediately prior to the Effective Time and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the aggregate number of Shares subject to such GigPeak RSU immediately prior to the Effective Time and (b) the Offer Price. No GigPeak RSUs held by GigPeak directors or executive officers will be Assumed RSUs.
[F2]Pursuant to the Merger Agreement, effective as of immediately prior to the Effective Time, (i) each GigPeak Option with an exercise price that is less than the Offer Price that is outstanding immediately prior to the Effective Time will be cancelled immediately prior to the Effective Time and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the aggregate number of Shares subject to such GigPeak Option immediately prior to the Effective Time and (b) the excess of the Offer Price over the exercise price per share of such GigPeak Option; and (ii) each GigPeak Option with an exercise price equal to or greater than the Offer Price that is outstanding immediately prior to the Effective Time will be cancelled immediately prior to the Effective Time in exchange for no consideration.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

GigPeak, Inc.

CIK 0001432150

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001432150

Filing Metadata

Form type: 4
Filed: Apr 3, 8:00 PM ET
Accepted: Apr 4, 4:36 PM ET
Size: 66.5 KB

View on SEC.gov