CONOCOPHILLIPS 4

4 · CONOCOPHILLIPS · Filed Apr 6, 2017

Form 4

Period: 2017-04-04

Vice President and Controller

Transactions

Exercise/Conversion
Stock Units
2017-04-04−8,492→ 13,891 total
→ Common Stock (8,492 underlying)
Tax Payment
Common Stock
2017-04-04$49.42/sh−1,326$65,528→ 16,945 total
Exercise/Conversion
Common Stock
2017-04-04$49.42/sh+8,492$419,653→ 18,674 total
Tax Payment
Common Stock
2017-04-04$49.42/sh−3,563$176,075→ 15,111 total
Exercise/Conversion
Common Stock
2017-04-04$49.42/sh+3,160$156,159→ 18,271 total
Exercise/Conversion
Stock Units
2017-04-04−3,160→ 10,731 total
→ Common Stock (3,160 underlying)

Holdings

Footnotes (4)

[F1]Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
[F2]The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
[F3]The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
[F4]The stock units do not have an expiration date.

Documents

1 file