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4//SEC Filing

Alon USA Energy, Inc. 4

Accession 0001209191-17-026852

CIK 0001325955operating

Filed

Apr 12, 8:00 PM ET

Accepted

Apr 13, 4:12 PM ET

Size

7.8 KB

Accession

0001209191-17-026852

Insider Transaction Report

Form 4
Period: 2017-04-11
Morris Jeff D
DirectorVice Chairman of the Board
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2017-04-11+116,3521,902,046 total
  • Conversion

    Subsidiary Stock Exchange Right

    2017-04-11116,3520 total
    Common Stock, par value $0.01 per share (116,352 underlying)
Footnotes (1)
  • [F1]On June 20, 2012, Alon Assets, Inc., Alon Operating, Inc. (collectively, the "Subsidiaries"), Alon USA Energy, Inc. (the "Company") and the Reporting Person entered into an agreement whereby the Company agreed to exchange shares of non-voting stock of the Subsidiaries held by the Reporting Person (the "Subsidiary Shares") for up to 2,326,946 shares of the Company's common stock, par value $0.01 per share. The Subsidiary Shares held by the Reporting Person will be exchanged in 20 equal quarterly installments commencing June 29, 2012, and each such exchange shall be made without regard to the then-current market price of the Company's common stock. Under certain circumstances,the Reporting Person may elect to receive cash in lieu of Company common stock for up to 1/3 of the shares. The exchange rights have no expiration date.

Issuer

Alon USA Energy, Inc.

CIK 0001325955

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001325955

Filing Metadata

Form type
4
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 4:12 PM ET
Size
7.8 KB