4//SEC Filing
Cogint, Inc. 4
Accession 0001209191-17-027079
$FLNTCIK 0001460329operating
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 4:58 PM ET
Size
12.3 KB
Accession
0001209191-17-027079
Insider Transaction Report
Form 4
Cogint, Inc.COGT
Swayman Robert
Director
Transactions
- Award
Common Stock
2017-04-13+15,000→ 15,000 total - Award
Common Stock
2017-04-13+5,000→ 5,000 total
Holdings
- 16,666
Common Stock
- 13,334
Common Stock
- 60,000(indirect: By Trust)
Common Stock
- 5,000
Common Stock
- 8,130(indirect: By LLC)
Common Stock
Footnotes (8)
- [F1]On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.
- [F2]Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.
- [F3]On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.
- [F4]On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018.
- [F5]The RSUs will immediately vest upon (i) a Change of Control, or (ii) the reporting person's death or disability.
- [F6]The reporting person has elected to defer delivery of any vested RSUs until the reporting person's separation of service from the Company or death or disability.
- [F7]Represents RSUs convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in two approximately equal installments on June 16, 2017 and 2018, subject to accelerated vesting under certain conditions.
- [F8]Represents pro rata ownership of securities of the issuer held by a limited liability company over which the reporting person exercises investment control.
Documents
Issuer
Cogint, Inc.
CIK 0001460329
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001460329
Filing Metadata
- Form type
- 4
- Filed
- Apr 16, 8:00 PM ET
- Accepted
- Apr 17, 4:58 PM ET
- Size
- 12.3 KB