Home/Filings/4/0001209191-17-028620
4//SEC Filing

Zeltiq Aesthetics Inc 4

Accession 0001209191-17-028620

CIK 0001415336operating

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 1:48 PM ET

Size

12.9 KB

Accession

0001209191-17-028620

Insider Transaction Report

Form 4
Period: 2017-04-28
Hauser Brent
President, North America
Transactions
  • Other

    Common Stock

    2017-04-2826,4110 total
  • Other

    Stock Option (right to buy)

    2017-04-2817,1490 total
    Exercise: $42.71Exp: 2027-01-08Common Stock (17,149 underlying)
  • Other

    Stock Option (right to buy)

    2017-04-289370 total
    Exercise: $5.97Exp: 2023-06-23Common Stock (937 underlying)
  • Other

    Stock Option (right to buy)

    2017-04-281,2500 total
    Exercise: $4.00Exp: 2023-03-13Common Stock (1,250 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger").
  • [F2]Pursuant to the terms of the Merger Agreement, out of the total of 26,411 shares held by the Reporting Person, (i) 5,799 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes (the "Merger Consideration"), and (ii) 20,612 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio.
  • [F3]This fully vested option was canceled and converted in the Merger into the right to receive cash equal to the number of shares subject to such option multiplied by the excess, if any, of the Merger Consideration over the exercise price of such option.
  • [F4]This unvested option was converted in the Merger into a corresponding option to purchase ordinary shares of Allergan, on the same terms and conditions as were applicable under such option, as adjusted based on an exchange ratio.

Issuer

Zeltiq Aesthetics Inc

CIK 0001415336

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001415336

Filing Metadata

Form type
4
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 1:48 PM ET
Size
12.9 KB