Castle Brands Inc 4
4 · Castle Brands Inc · Filed Apr 28, 2017
Insider Transaction Report
Form 4
ANDREWS MARK
Director
Transactions
- Award
Common Stock
2017-04-26+120,000→ 2,987,659 total
Holdings
- 1,183,079(indirect: By Knappogue Corp.)
Common Stock
- 711,684(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided Mr. Andrews is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]Includes shares of Common Stock held jointly with the reporting person's spouse.
- [F3]The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.