4//SEC Filing
Uni-Pixel 4
Accession 0001209191-17-029608
CIK 0001171012operating
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:04 PM ET
Size
9.4 KB
Accession
0001209191-17-029608
Insider Transaction Report
Form 4
Uni-PixelUNXL
HAWTHORNE JEFFREY ALAN
Director
Transactions
- Exercise/Conversion
Common Stock
2017-05-01+16,666→ 311,590 total - Tax Payment
Common Stock
2017-05-01$0.47/sh−6,113$2,873→ 305,477 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2017-05-01−16,666→ 133,336 totalExercise: $0.00→ Common Stock (16,666 underlying)
Footnotes (5)
- [F1]16,666 Restricted Stock Units ("RSUs") issued in the grant to Mr. Hawthorne on 6/8/2016 vested on 5/1/2017 according to the vesting schedule previously reported.
- [F2]Includes 100,000 shares of restricted common stock that vested 1/3rd on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively.
- [F3]6,113 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
- [F4]The closing price of the Company's common stock on 5/1/2017.
- [F5]The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
Documents
Issuer
Uni-Pixel
CIK 0001171012
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001171012
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:04 PM ET
- Size
- 9.4 KB