NCS Multistage Holdings, Inc. 4
4 · NCS Multistage Holdings, Inc. · Filed May 5, 2017
Insider Transaction Report
Form 4
Grewal Gurinder
Director
Transactions
- Sale
Common Stock
2017-05-03$15.94/sh−1,375,000$21,914,063→ 29,568,536 total(indirect: See Notes)
Footnotes (4)
- [F1]The shares of common stock of the Issuer were sold pursuant to the underwriters' exercise of their over-allotment option in connection with an initial public offering of the common stock of the Issuer pursuant to the prospectus, dated April 27, 2017, and accompanying registration statement on Form S-1/A, dated April 26, 2017.
- [F2]The Reporting Person is a Managing Director at Advent International Corporation ("AIC") and in addition may have limited partnership or other interests in one or more of the Advent Entities (as defined below). AIC manages funds that collectively own 29,568,536 shares (the "Shares"), which are represented as follows: 3,693,109 shares are indirectly owned by Advent International GPE VII Limited Partnership, 3,418,124 shares are indirectly owned by Advent International GPE VII-A Limited Partnership, 8,589,659 shares are indirectly owned by Advent International GPE VII-B Limited Partnership, 2,729,175 shares are indirectly owned by Advent International GPE VII-C Limited Partnership, (CONTINUED IN NEXT FOOTNOTE)
- [F3](CONTINUTED FROM PREVIOUS FOOTNOTE) 2,211,725 shares are indirectly owned by Advent International GPE VII-D Limited Partnership, 6,188,694 shares are indirectly owned by Advent International GPE VII-E Limited Partnership, 798,351 shares are indirectly owned by Advent International GPE VII-F Limited Partnership, 798,351 shares are indirectly owned by Advent International GPE VII-G Limited Partnership, 481,968 shares are indirectly owned by Advent International GPE VII-H Limited Partnership, 11,828 shares are indirectly owned by Advent Partners GPE VII Limited Partnership, 29,570 shares are indirectly owned by Advent Partners GPE VII-A Limited Partnership, 289,771 shares are indirectly owned by Advent Partners GPE VII-B Cayman Limited Partnership, 260,204 shares are indirectly owned by Advent Partners GPE VII Cayman Limited Partnership and (CONTINUED IN NEXT FOOTNOTE)
- [F4](CONTINUTED FROM PREVIOUS FOOTNOTE) 68,007 shares are indirectly owned by Advent Partners GPE VII-A Cayman Limited Partnership (collectively and together with certain other affiliates of Advent, the "Advent Entities"). The Reporting Person disclaims Section 16 beneficial ownership of the Shares except to the extent of his pecuniary interest therein, if any, and the reference to these Shares in this report shall not be deemed an admission of beneficial ownership of all of the Shares for purposes of Section 16 or any other purpose.