4//SEC Filing
CHART INDUSTRIES INC 4
Accession 0001209191-17-031338
$GTLSCIK 0000892553operating
Filed
May 9, 8:00 PM ET
Accepted
May 10, 4:46 PM ET
Size
30.1 KB
Accession
0001209191-17-031338
Insider Transaction Report
Form 4
THOMAS SAMUEL F
DirectorChairman, CEO and President
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2017-05-08−18,300→ 0 totalExercise: $27.74Exp: 2017-08-02→ Common Stock (18,300 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2017-05-08$27.74/sh+18,300$507,642→ 157,350 total
Holdings
- 48,020(indirect: By Trust)
Common Stock, par value $0.01 per share
- 36,000(indirect: By Trust)
Common Stock, par value $0.01 per share
- 18,950
Stock Option (Right to Buy)
Exercise: $30.95Exp: 2018-01-02→ Common Stock (18,950 underlying) - 17,880
Stock Option (Right to Buy)
Exercise: $93.34Exp: 2024-01-02→ Common Stock (17,880 underlying) - 89,220
Stock Option (Right to Buy)
Exercise: $36.93Exp: 2027-01-03→ Common Stock (89,220 underlying) - 54,000(indirect: By Trust)
Common Stock, par value $0.01 per share
- 50,000
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2019-01-02→ Common stock (50,000 underlying) - 47,170
Stock Option (Right to Buy)
Exercise: $17.03Exp: 2020-01-04→ Common Stock (47,170 underlying) - 19,470
Stock Option (Right to Buy)
Exercise: $68.21Exp: 2023-01-02→ Common Stock (19,470 underlying) - 58,630
Stock Option (Right to Buy)
Exercise: $34.27Exp: 2025-01-02→ Common Stock (58,630 underlying) - 28,275(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 46,000(indirect: By Trust)
Common Stock, par value $0.01 per share
- 33,070
Stock Option (Right to Buy)
Exercise: $36.45Exp: 2021-01-03→ Common Stock (33,070 underlying) - 21,410
Stock Option (Right to Buy)
Exercise: $55.93Exp: 2022-01-03→ Common Stock (21,410 underlying) - 125,240
Stock Option (Right to Buy)
Exercise: $17.72Exp: 2026-01-04→ Common Stock (125,240 underlying)
Footnotes (17)
- [F1]28,904, 24,934, and 5,756 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016, and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F10]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F11]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F12]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F13]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F14]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F15]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F16]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F17]These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F2]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F3]Held by trusts for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose.
- [F4]Held by trust, with spouse as trustee, for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- [F5]Held by trust for the benefit of the reporting person's family members, including his spouse. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- [F6]Held by trust for the benefit of the reporting person's family members, including the reporting person.
- [F7]These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F8]These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F9]These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
Documents
Issuer
CHART INDUSTRIES INC
CIK 0000892553
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000892553
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 4:46 PM ET
- Size
- 30.1 KB