4/A//SEC Filing
Atomera Inc 4/A
Accession 0001209191-17-032078
$ATOMCIK 0001420520operating
Filed
May 11, 8:00 PM ET
Accepted
May 12, 5:18 PM ET
Size
8.1 KB
Accession
0001209191-17-032078
Insider Transaction Report
Form 4/AAmended
Atomera IncATOM
Stadheim Rolf
Director
Transactions
- Conversion
Common Stock
2016-08-10+319,037→ 343,681 total - Conversion
10% Senior Secured Convertible Promissory Note
2016-08-10→ 0 totalExp: 2017-05-31→ Common Stock (319,037 underlying)
Footnotes (2)
- [F1]Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").
- [F2]All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.
Documents
Issuer
Atomera Inc
CIK 0001420520
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001420520
Filing Metadata
- Form type
- 4/A
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 5:18 PM ET
- Size
- 8.1 KB