|4May 12, 7:47 PM ET

Revance Therapeutics, Inc. 4

4 · Revance Therapeutics, Inc. · Filed May 12, 2017

Insider Transaction Report

Form 4
Period: 2017-05-11
Eastman Ronald W
Director10% Owner
Transactions
  • Award

    Common Stock

    2017-05-11+3,0003,000 total
  • Award

    Stock Option (Right to Buy)

    2017-05-11+6,0006,000 total
    Exercise: $20.90Exp: 2027-05-10Common Stock (6,000 underlying)
Holdings
  • Common Stock

    (indirect: By Essex Woodlands Health Ventures Fund VIII, L.P)
    3,747,332
  • Common Stock

    (indirect: By Essex Woodlands Health Ventures Fund VIII-A, L.P.)
    270,172
  • Common Stock

    (indirect: By Essex Woodlands Health Ventures Fund VIII-B, L.P.)
    117,458
Footnotes (5)
  • [F1]Represents an annual restricted stock award (the "RSA") granted pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Compensation Policy"). The shares underlying the RSA shall vest on the one year anniversary, May 11, 2018, subject to Mr. Eastman's Continuous Service (as defined in the Issuer's 2014 Equity Incentive Plan (the "Plan")) through such vesting date.
  • [F2]The voting and dispositive decisions with respect to the shares held by Essex Woodlands Health Ventures Fund VIII, L.P. are made by its general partner, Essex Woodland Health Ventures VIII, LLC and one of Issuer's directors, Ronald W Eastman.
  • [F3]The voting and dispositive decisions with respect to the shares held by Essex Woodlands Health Ventures Fund VIII-A, L.P. are made by its general partner, Essex Woodland Health Ventures VIII, LLC and one of Issuer's directors, Ronald W Eastman.
  • [F4]The voting and dispositive decisions with respect to the shares held by Essex Woodlands Health Ventures Fund VIII-B, L.P. are made by its general partner, Essex Woodland Health Ventures VIII, LLC and one of Issuer's directors, Ronald W Eastman.
  • [F5]The shares subject to the stock option shall vest on the one year anniversary, May 11, 2018, subject to Mr. Eastman's Continuous Service (as defined in the Plan) through such vesting date. The stock option represents an annual option grant pursuant to the Compensation Policy.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION