4//SEC Filing
PANERA BREAD CO 4
Accession 0001209191-17-035456
CIK 0000724606operating
Filed
May 24, 8:00 PM ET
Accepted
May 25, 4:49 PM ET
Size
11.8 KB
Accession
0001209191-17-035456
Insider Transaction Report
Form 4
PANERA BREAD COPNRA
SHAICH RONALD M
DirectorChairman & CEO10% Owner
Transactions
- Conversion
Class A Common Stock
2017-05-23+191,000→ 266,524 total - Gift
Class A Common Stock
2017-05-24−191,000→ 75,524 total - Gift
Class B Common Stock
2017-01-13−8,196→ 797,501 total(indirect: By Trust) - Conversion
Class B Common Stock
2017-05-23−191,000→ 167,899 total
Footnotes (4)
- [F1]Upon termination of the Ronald M. Shaich 2011 Qualified Annuity Trust, a grantor retained annuity trust of which the Reporting Person was a trustee, 8,196 shares were transferred on January 13, 2017 to the Shaich Education Trust, a trust of which the Reporting Person is not a trustee. Also reflects the January 13, 2017 transfer of 6,911 shares from the Ronald M. Shaich 2011 Qualified Annuity Trust to the Reporting Person and the November 11, 2016 transfer of 299,814 shares from the Reporting Person to the Ronald M. Shaich 2016 Qualified Annuity Trust #2, a grantor retained annuity trust of which the Reporting Person is a trustee. The transfers described in the immediately preceding sentence are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934; and each transfer represents a change in the form of beneficial ownership with no change in pecuniary interest.
- [F2]Consists of 299,814 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust #2, 181,443 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust, 269,154 shares held by Ronald M. Shaich 2015 Qualified Annuity Trust and 47,090 shares held by SGC Trust LLC, owned by Shaich Grandchildren's Trust of which Mr. Shaich is an investment trustee.
- [F3]Represents the conversion of Class B Common Stock into Class A Common Stock.
- [F4]Reflects the January 13, 2017 transfer of 6,911 shares from the Ronald M. Shaich 2011 Qualified Annuity Trust to the Reporting Person and the November 11, 2016 transfer of 299,814 shares from the Reporting Person to the Ronald M. Shaich 2016 Qualified Annuity Trust #2, a trust of which the Reporting Person is a trustee. These transfers are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934; and each transfer represents a change in the form of beneficial ownership with no change in pecuniary interest.
Documents
Issuer
PANERA BREAD CO
CIK 0000724606
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000724606
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 4:49 PM ET
- Size
- 11.8 KB