SunOpta Inc. 4

4 · SunOpta Inc. · Filed May 26, 2017

Form 4

Period: 2017-05-24

VP & CAO

Transactions

Award
Stock Options (right to buy)
2017-05-24+43,983→ 43,983 total
Exercise: $6.50From: 2020-05-24Exp: 2027-05-24→ common shares (43,983 underlying)
Award
Restricted Stock Units
2017-05-24+19,704→ 19,704 total
→ common shares (19,704 underlying)
Award
Performance Stock Units
2017-05-24+98,521→ 98,521 total
→ common shares (98,521 underlying)

Footnotes (6)

[F1]Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
[F2]The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2018.
[F3]The Restricted Stock Units do not have an expiration date.
[F4]Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
[F5]The Performance Stock Units will vest, if at all, on May 24, 2020 based upon meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00.
[F6]The Performance Stock Units do not have an expiration date.

Documents

1 file