Home/Filings/4/0001209191-17-036017
4//SEC Filing

SunOpta Inc. 4

Accession 0001209191-17-036017

$STKLCIK 0000351834operating

Filed

May 25, 8:00 PM ET

Accepted

May 26, 6:24 PM ET

Size

14.4 KB

Accession

0001209191-17-036017

Insider Transaction Report

Form 4
Period: 2017-05-24
Gough Jeffrey
Chief Human Resources Officer
Transactions
  • Award

    Restricted Stock Units

    2017-05-24+11,88411,884 total
    common shares (11,884 underlying)
  • Award

    Performance Stock Units

    2017-05-24+59,41859,418 total
    common shares (59,418 underlying)
  • Award

    Stock Options (right to buy)

    2017-05-24+26,52626,526 total
    Exercise: $6.50From: 2020-05-24Exp: 2027-05-24common shares (26,526 underlying)
Footnotes (6)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
  • [F2]The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2018.
  • [F3]The Restricted Stock Units do not have an expiration date.
  • [F4]Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
  • [F5]The Performance Stock Units will vest, if at all, on May 24, 2020 based upon meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00.
  • [F6]The Performance Stock Units do not have an expiration date.

Issuer

SunOpta Inc.

CIK 0000351834

Entity typeoperating
IncorporatedCanada (Federal Level)

Related Parties

1
  • filerCIK 0000351834

Filing Metadata

Form type
4
Filed
May 25, 8:00 PM ET
Accepted
May 26, 6:24 PM ET
Size
14.4 KB