NEOGENOMICS INC 4

4 · NEOGENOMICS INC · Filed May 30, 2017

Form 4

Period: 2017-05-25

Director

Transactions

Conversion
Restricted Stock
2017-05-30−2,150→ 0 total
From: 2016-06-30Exp: 2017-03-31→ Common Stock (2,150 underlying)
Award
StockOption (Right to Buy)
2017-05-25$7.27/sh+10,000$72,700→ 10,000 total
Exercise: $7.27From: 2018-05-25Exp: 2022-05-25→ Comon Stock (10,000 underlying)
Award
Restricted Stock
2017-05-25+8,667→ 8,667 total
From: 2017-06-30→ Common Stock (8,667 underlying)
Exercise/Conversion
Common Stock
2017-05-30+7,222→ 183,348 total
Conversion
Restricted Stock
2017-05-30−5,072→ 0 total
From: 2016-09-30Exp: 2017-03-31→ Common Stock (5,072 underlying)

Holdings

Common Stock
176,126
Stock Option (Right to Buy)
Exercise: $4.78From: 2016-05-06Exp: 2020-05-06→ Common Stock (6,667 underlying)
6,667
Stock Option (Right to Buy)
Exercise: $9.11From: 2017-07-28Exp: 2021-07-28→ Common Stock (8,333 underlying)
8,333

Footnotes (9)

[F1]Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
[F2]Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock.
[F3]537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017.
[F4]1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017.
[F5]On May 6, 2015 Mr. Robison was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
[F6]On July 28, 2016, Mr. Robison was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
[F7]On May 25, 2017, Mr. Robison was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
[F8]The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.
[F9]These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.

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