4//SEC Filing
LGP MANAGEMENT INC 4
Accession 0001209191-17-036815
CIK 0000865911other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:44 PM ET
Size
19.7 KB
Accession
0001209191-17-036815
Insider Transaction Report
Form 4
CASCADE BANCORPCACB
Green V Holdings, LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-05-30−4,693→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2017-05-30−8,822,279→ 0 total - Disposition from Tender
Common Stock
2017-05-30−2,646,471→ 0 total
Green Equity Investors V, L.P.
Director10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-05-30−8,822,279→ 0 total - Disposition from Tender
Common Stock
2017-05-30−2,646,471→ 0 total - Disposition from Tender
Common Stock
2017-05-30−4,693→ 0 total(indirect: See footnotes)
GEI Capital V, LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-05-30−8,822,279→ 0 total - Disposition from Tender
Common Stock
2017-05-30−4,693→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2017-05-30−2,646,471→ 0 total
Green Equity Investors Side V, L.P.
10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-05-30−2,646,471→ 0 total - Disposition from Tender
Common Stock
2017-05-30−8,822,279→ 0 total - Disposition from Tender
Common Stock
2017-05-30−4,693→ 0 total(indirect: See footnotes)
LEONARD GREEN PARTNERS LP
10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-05-30−2,646,471→ 0 total - Disposition from Tender
Common Stock
2017-05-30−4,693→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2017-05-30−8,822,279→ 0 total
LGP MANAGEMENT INC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-05-30−8,822,279→ 0 total - Disposition from Tender
Common Stock
2017-05-30−2,646,471→ 0 total - Disposition from Tender
Common Stock
2017-05-30−4,693→ 0 total(indirect: See footnotes)
Footnotes (10)
- [F1]The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V") and were automatically converted pursuant to the Conversion described in note 2 to this Form 4.
- [F10]LGP serves as the management company of GEI V and GEI Side V. GEI V and GEI Side V, as affiliated entities of LGP, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, and Holdings, as a limited partner of GEI V, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the shares of common stock owned by LGP.
- [F2]On May 30, 2017, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and First Interstate BancSystem, Inc. ("First Interstate"), each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.14864 of a Class A share of First Interstate and $1.91 in cash (the "Conversion"), for an aggregate amount of 1.7 million Class A shares of First Interstate and $21.9 million in cash received by the reporting persons.
- [F3]As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and Leonard Green & Partners, L.P. ("LGP") no longer own, directly or indirectly, any Shares.
- [F4]GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V and GEI Side V, and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
- [F5]GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V and GEI Side V, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, and Holdings, as a limited partner of GEI V and GEI Side V, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares, in the case of GEI V, the GEI Side V Shares) owned by GEI V or GEI Side V.
- [F6]Each of GEI Side V, GEIC, Holdings, LGP, and LGPM disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such reporting person is a beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F7]The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 2 to this Form 4.
- [F8]Each of GEI V, GEIC, Holdings, LGP, and LGPM disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such reporting person is a beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F9]The Shares reported on this row were owned by LGP in respect of Michael J. Connolly's service on the Issuer board of directors and were automatically converted pursuant to the Conversion described in note 2 to this Form 4.
Documents
Issuer
CASCADE BANCORP
CIK 0000865911
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001175525
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 4:44 PM ET
- Size
- 19.7 KB