Home/Filings/4/0001209191-17-036833
4//SEC Filing

Live Oak Bancshares, Inc. 4

Accession 0001209191-17-036833

$LOBCIK 0001462120operating

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 4:59 PM ET

Size

9.7 KB

Accession

0001209191-17-036833

Insider Transaction Report

Form 4
Period: 2017-05-30
Custer Scott
President, Live Oak Bank
Transactions
  • Conversion

    Voting Common Stock

    2017-05-30+80,00080,000 total
  • Purchase

    Non-Voting Common Stock

    2017-05-30$25.00/sh+80,000$2,000,00080,000 total
    Exercise: $0.00Voting Common Stock (80,000 underlying)
  • Conversion

    Non-Voting Common Stock

    2017-05-3080,0000 total
    Exercise: $0.00Voting Common Stock (80,000 underlying)
Footnotes (3)
  • [F1]Shares of Non-Voting Common Stock converted into shares of Voting Common Stock at the election of the Reporting Person.
  • [F2]Purchase of shares of Non-Voting Common Stock by the Reporting Person in a private purchase from another shareholder of the Issuer. Each share of Non-Voting Common Stock is convertible into Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock does not have an exercise or expiration date.
  • [F3]Following the Reporting Person's purchase of Non-Voting Common Stock, all shares of Non-Voting Common Stock purchased were converted into shares of Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock did not have a set exercise or expiration date.

Issuer

Live Oak Bancshares, Inc.

CIK 0001462120

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001462120

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:59 PM ET
Size
9.7 KB