RITCHIE BROS AUCTIONEERS INC 4

4 · RITCHIE BROS AUCTIONEERS INC · Filed Jun 1, 2017

Form 4

Period: 2017-05-31

SVP, Corp Dev & Intgr Opt

Transactions

Award
Employee Stock Option (Right to Buy)
2017-05-31+22,205→ 22,205 total
Exercise: $14.04Exp: 2026-02-04→ Common Shares (22,205 underlying)
Award
Employee Stock Option (Right to Buy)
2017-05-31+2,018→ 2,018 total
Exercise: $11.73Exp: 2024-02-27→ Common Shares (2,018 underlying)
Award
Employee Stock Option (Right to Buy)
2017-05-31+5,046→ 5,046 total
Exercise: $8.22Exp: 2025-03-12→ Common Shares (5,046 underlying)
Award
Employee Stock Option (Right to Buy)
2017-05-31+6,055→ 6,055 total
Exercise: $14.04Exp: 2026-02-03→ Common Shares (6,055 underlying)

Footnotes (8)

[F1]The option vests in equal monthly installments through 1/1/2021.
[F2]Received in connection with RBA's acquisition (the "Merger") of IronPlanet Holdings, Inc. ("IP"), in exchange for an employee stock option to acquire 91,667 shares of IP common stock for $3.40 per share.
[F3]The option vests in equal monthly installments through 1/1/2020.
[F4]Received in connection with the Merger in exchange for an employee stock option to acquire 25,000 shares of IP common stock for $3.40 per share.
[F5]The option vests in equal monthly installments through 1/1/2019.
[F6]Received in connection with the Merger in exchange for an employee stock option to acquire 20,834 shares of IP common stock for $1.99 per share.
[F7]The option vests in equal monthly installments through 1/1/2018.
[F8]Received in connection with the Merger in exchange for an employee stock option to acquire 8,334 shares of IP common stock for $2.84 per share.

Documents

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