|4Jun 5, 4:05 PM ET

NEOPHOTONICS CORP 4

4 · NEOPHOTONICS CORP · Filed Jun 5, 2017

Insider Transaction Report

Form 4
Period: 2017-06-01
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2017-06-01+7,5217,521 total
    Exercise: $9.20From: 2017-07-01Exp: 2027-05-31Common Stock (7,521 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2017-06-01+4,0764,076 total
    Exercise: $0.00From: 2017-06-07Common Stock (4,076 underlying)
Footnotes (3)
  • [F1]This option shall vest at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of NeoPhotonics Corporation (the "Company").
  • [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]The RSUs shall vest on the one year anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION