4//SEC Filing
NEOPHOTONICS CORP 4
Accession 0001209191-17-037668
CIK 0001227025operating
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 4:05 PM ET
Size
7.9 KB
Accession
0001209191-17-037668
Insider Transaction Report
Form 4
Akhanov Dmitry
Director
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2017-06-01+7,521→ 7,521 totalExercise: $9.20From: 2017-07-01Exp: 2027-05-31→ Common Stock (7,521 underlying) - Award
Restricted Stock Units (right to acquire)
2017-06-01+4,076→ 4,076 totalExercise: $0.00From: 2017-06-07→ Common Stock (4,076 underlying)
Footnotes (3)
- [F1]This option shall vest at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of NeoPhotonics Corporation (the "Company").
- [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]The RSUs shall vest on the one year anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeoperating
Related Parties
1- filerCIK 0001227025
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 4:05 PM ET
- Size
- 7.9 KB