4//SEC Filing
Gigamon Inc. 4
Accession 0001209191-17-042625
CIK 0001484504operating
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 8:17 PM ET
Size
20.4 KB
Accession
0001209191-17-042625
Insider Transaction Report
Form 4
Gigamon Inc.GIMO
Hooper Paul
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Common Stock
2017-06-28−87,827→ 98,628 total - Disposition to Issuer
Restricted Stock Units
2017-06-28−67,837→ 0 total→ Common Stock (67,837 underlying) - Award
Common Stock
2017-06-28+30,188→ 139,866 total - Award
Common Stock
2017-06-28+1,214→ 186,455 total - Award
Common Stock
2017-06-28+11,050→ 109,678 total - Award
Common Stock
2017-06-28+45,375→ 185,241 total - Award
Common Stock
2017-06-28+67,837→ 254,292 total
Footnotes (11)
- [F1]All of the awards listed on this Form 4 were granted in connection with the cancellation of an equal number of restricted stock unit awards. Includes the cancellation of an aggregate of 155,664 restricted stock units, or RSUs, and the subsequent re-grant of an aggregate of 155,664 restricted stock awards to the Reporting Person pursuant to the Restricted Stock Unit Cancellation Agreement between the Issuer and the Reporting Person dated June 28, 2017 (the "Cancellation Agreement"). As such, there are no new or incremental awards being made to Mr. Hooper.
- [F10]The reported shares represent the replacement restricted stock award for the cancelled RSUs described in footnote (11) below. The shares of Issuer common stock subject to this restricted stock award vest in 11 equal quarterly installments beginning on August 15, 2017.
- [F11]Represents the cancellation of an award of 67,837 RSUs (formerly performance-based RSUs) pursuant to the Cancellation Agreement. These cancelled RSUs represent the remaining outstanding and unvested RSUs awarded to the Reporting Person on February 16, 2016 which were to vest in 11 equal quarterly installments beginning on August 15, 2017. Pursuant to the terms of the Cancellation Agreement, the Reporting Person received a new restricted stock award for 67,837 shares of Issuer common stock subject to identical vesting provisions as the cancelled RSUs referenced above as consideration for the cancellation described herein.
- [F2]Includes the cancellation of an award of 11,050 restricted stock units, or RSUs, pursuant to the Cancellation Agreement. These cancelled RSUs represent the remaining outstanding and unvested RSUs awarded to the Reporting Person on February 14, 2014 which were scheduled to vest in three equal quarterly installments beginning on August 15, 2017. Pursuant to the terms of the Cancellation Agreement, the Reporting Person received a new restricted stock award for 11,050 shares of Issuer common stock subject to identical vesting provisions as the cancelled RSUs referenced above as consideration for the cancellation described herein.
- [F3]Includes the cancellation of an award of 30,188 RSUs pursuant to the Cancellation Agreement. These cancelled RSUs represent the remaining outstanding and unvested RSUs awarded to the Reporting Person on February 17, 2015 which were scheduled to vest in seven equal quarterly installments beginning on August 15, 2017. Pursuant to the terms of the Cancellation Agreement, the Reporting Person received a new restricted stock award for 30,188 shares of Issuer common stock subject to identical vesting provisions as the cancelled RSUs referenced above as consideration for the cancellation described herein.
- [F4]Includes the cancellation of an award of 45,375 RSUs pursuant to the Cancellation Agreement. These cancelled RSUs represent the remaining outstanding and unvested RSUs awarded to the Reporting Person on February 16, 2016 which were scheduled to vest in 11 equal quarterly installments beginning on August 15, 2017. Pursuant to the terms of the Cancellation Agreement, the Reporting Person received a new restricted stock award for 45,375 shares of Issuer common stock subject to identical vesting provisions as the cancelled RSUs referenced above as consideration for the cancellation described herein.
- [F5]Includes the cancellation of an award of 1,214 RSUs pursuant to the Cancellation Agreement. These cancelled RSUs represent the remaining outstanding and unvested RSUs awarded to the Reporting Person on February 16, 2016 which were scheduled to vest in three equal quarterly installments beginning on August 15, 2017. Pursuant to the terms of the Cancellation Agreement, the Reporting Person received a new restricted stock award for 1,214 shares of Issuer common stock subject to identical vesting provisions as the cancelled RSUs referenced above as consideration for the cancellation described herein.
- [F6]The reported shares represent the replacement restricted stock award for the cancelled RSUs described in footnote (2) above. The shares of Issuer common stock subject to this restricted stock award vest in three equal quarterly installments beginning on August 15, 2017.
- [F7]The reported shares represent the replacement restricted stock award for the cancelled RSUs described in footnote (3) above. The shares of Issuer common stock subject to this restricted stock award vest in seven equal quarterly installments beginning on August 15, 2017.
- [F8]The reported shares represent the replacement restricted stock award for the cancelled RSUs described in footnote (4) above. The shares of Issuer common stock subject to this restricted stock award vest in 11 equal quarterly installments beginning on August 15, 2017.
- [F9]The reported shares represent the replacement restricted stock award for the cancelled RSUs described in footnote (5) above. The shares of Issuer common stock subject to this restricted stock award vest in three equal quarterly installments beginning on August 15, 2017.
Documents
Issuer
Gigamon Inc.
CIK 0001484504
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001484504
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 8:17 PM ET
- Size
- 20.4 KB