Axalta Coating Systems Ltd. 4

4 · Axalta Coating Systems Ltd. · Filed Jul 5, 2017

Form 4

Period: 2017-07-03

SVP & General Counsel

Transactions

Sale
Common Shares
2017-07-03$32.13/sh−37,200$1,195,236→ 104,868 total
Exercise/Conversion
Employee Stock Option
2017-07-03−36,244→ 26,910 total
Exercise: $8.88Exp: 2023-07-30→ Common Shares (36,244 underlying)
Exercise/Conversion
Common Shares
2017-07-03$8.88/sh+36,244$321,847→ 142,068 total
Exercise/Conversion
Employee Stock Option
2017-07-03−956→ 0 total
Exercise: $11.84Exp: 2023-07-30→ Common Shares (956 underlying)
Exercise/Conversion
Common Shares
2017-07-03$11.84/sh+956$11,319→ 105,824 total

Footnotes (3)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
[F2]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.87 to $32.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Documents

1 file