Triumph Bancorp, Inc. 4
4 · Triumph Bancorp, Inc. · Filed Jul 5, 2017
Insider Transaction Report
Form 4
KRATZ DOUGLAS M
Director
Transactions
- Award
Common Stock
2017-07-01+509→ 150,172 total
Holdings
- 141,057
Series B Preferred Stock
→ Common Stock (141,057 underlying)
Footnotes (3)
- [F1]Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
- [F2]Consists of (i) 149,677 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements.
- [F3]Reporting person has the right to acquire 141,057 shares of common stock of issuer through the conversion of 20,325 shares of Series B Convertible Preferred Stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock. Such conversion may be effected at any time while such preferred shares are outstanding.