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4//SEC Filing

Tintri, Inc. 4

Accession 0001209191-17-044688

CIK 0001554875operating
View on SEC.govCompany Profile

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 7:09 PM ET

Size

24.3 KB

Accession

0001209191-17-044688

Insider Transaction Report

Form 4
Period: 2017-07-06
Tintri, Inc.TNTR
KLEIN KENNETH
DirectorChairman & CEO
Transactions
  • Award

    Common Stock

    2017-05-30+385,416→ 1,164,347 total
  • Conversion

    Common Stock

    2017-07-06+20,435→ 683,678 total
  • Award

    Series F Preferred Stock

    2017-06-01+6,812→ 6,812 total
    → Common Stock (20,435 underlying)
  • Award

    Stock Option (right to buy)

    2017-05-30+72,916→ 72,916 total
    Exercise: $13.68Exp: 2027-05-30→ Common Stock (72,916 underlying)
  • Conversion

    Series F Preferred Stock

    2017-07-06−6,812→ 0 total
    → Common Stock (20,435 underlying)
  • Award

    Common Stock

    2017-03-30+75,000→ 778,931 total
  • Disposition to Issuer

    Common Stock

    2017-06-01$13.68/sh−501,104$6,855,103→ 663,243 total
  • Award

    Stock Option (right to buy)

    2017-05-30+501,104→ 501,104 total
    Exercise: $13.68From: 2017-07-06Exp: 2027-05-30→ Common Stock (501,104 underlying)
  • Disposition to Issuer

    Series F Preferred Stock

    2017-06-01−6,812→ 0 total
    → Common Stock (6,812 underlying)
Footnotes (5)
  • [F1]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2019 and the remaining 50% of the RSUs shall vest on March 19, 2020.
  • [F2]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter.
  • [F3]The Series F Preferred Stock was, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and was automatically converted into shares of Common Stock on a 2.9999959-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.
  • [F4]1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.
  • [F5]See Exhibit 99.1

Documents

2 files

Issuer

Tintri, Inc.

CIK 0001554875

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001554875

Filing Metadata

Form type
4
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 7:09 PM ET
Size
24.3 KB
View on SEC.gov