Tintri, Inc. 4

4 · Tintri, Inc. · Filed Jul 10, 2017

Form 4

Period: 2017-07-06

DirectorChairman & CEO

Transactions

Award
Common Stock
2017-05-30+385,416→ 1,164,347 total
Conversion
Common Stock
2017-07-06+20,435→ 683,678 total
Award
Series F Preferred Stock
2017-06-01+6,812→ 6,812 total
→ Common Stock (20,435 underlying)
Award
Stock Option (right to buy)
2017-05-30+72,916→ 72,916 total
Exercise: $13.68Exp: 2027-05-30→ Common Stock (72,916 underlying)
Conversion
Series F Preferred Stock
2017-07-06−6,812→ 0 total
→ Common Stock (20,435 underlying)
Award
Common Stock
2017-03-30+75,000→ 778,931 total
Disposition to Issuer
Common Stock
2017-06-01$13.68/sh−501,104$6,855,103→ 663,243 total
Award
Stock Option (right to buy)
2017-05-30+501,104→ 501,104 total
Exercise: $13.68From: 2017-07-06Exp: 2027-05-30→ Common Stock (501,104 underlying)
Disposition to Issuer
Series F Preferred Stock
2017-06-01−6,812→ 0 total
→ Common Stock (6,812 underlying)

Footnotes (5)

[F1]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2019 and the remaining 50% of the RSUs shall vest on March 19, 2020.
[F2]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter.
[F3]The Series F Preferred Stock was, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and was automatically converted into shares of Common Stock on a 2.9999959-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.
[F4]1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.
[F5]See Exhibit 99.1

Documents

2 files