REVA Medical, Inc. 4

4 · REVA Medical, Inc. · Filed Jul 11, 2017

Form 4

Period: 2017-07-09

DirectorChairman and CEO

Transactions

Award
Stock Option (Right to Buy)
2017-07-09+10,500→ 10,500 total
Exercise: $6.45Exp: 2027-07-09→ Common Stock (10,500 underlying)
Award
Common Stock
2017-07-09+6,000→ 288,239.4 total

Holdings

Footnotes (4)

[F1]These restricted stock units will vest in full on the earlier of (i) July 9, 2018 or (ii) the day prior to the Issuer's 2018 annual stockholder meeting.
[F2]Represents shares held by Group Outcome Investors I, LLC. The members of Group Outcome Investors I, LLC are Isabel Stockman Trust, Martha Davis, Trustee; Hope Stockman Trust, Martha Davis, Trustee; Phoebe Stockman Trust, Martha Davis, Trustee; and Elizabeth Stockman Trust, Martha Davis, Trustee. Each of the members shares voting and dispositive power with respect to the shares. The trustees are children of Robert Stockman, and for Section 16 purposes, we have reported the full beneficial ownership of Group Outcome Investors I, LLC under Mr. Stockman's beneficial ownership. Mr. Stockman disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
[F3]Mr. Stockman is a trustee of the Kenneth Rainin Administrative Trust U/D/T 3/29/90 and has voting and dispositive power with respect to these shares. Mr. Stockman disclaims beneficial ownership except to the extent of his pecuniary interest therein.
[F4]The option shares shall vest in four equal quarterly installments, with the first installment on October 9, 2017.

Documents

1 file