Earnings Feed
Start Free
Home/Filings/4/0001209191-17-044829
4//SEC Filing

REVA Medical, Inc. 4

Accession 0001209191-17-044829

CIK 0001496268operating
View on SEC.govCompany Profile

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 8:20 PM ET

Size

10.2 KB

Accession

0001209191-17-044829

Insider Transaction Report

Form 4
Period: 2017-07-09
REVA Medical, Inc.RVA:AX
Stockman Robert Bernard
DirectorChairman and CEO
Transactions
  • Award

    Stock Option (Right to Buy)

    2017-07-09+10,500→ 10,500 total
    Exercise: $6.45Exp: 2027-07-09→ Common Stock (10,500 underlying)
  • Award

    Common Stock

    2017-07-09+6,000→ 288,239.4 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    227,718

  • Common Stock

    (indirect: By LLC)
    1,341,175

  • Common Stock

    (indirect: By Trust)
    1,101,615
Footnotes (4)
  • [F1]These restricted stock units will vest in full on the earlier of (i) July 9, 2018 or (ii) the day prior to the Issuer's 2018 annual stockholder meeting.
  • [F2]Represents shares held by Group Outcome Investors I, LLC. The members of Group Outcome Investors I, LLC are Isabel Stockman Trust, Martha Davis, Trustee; Hope Stockman Trust, Martha Davis, Trustee; Phoebe Stockman Trust, Martha Davis, Trustee; and Elizabeth Stockman Trust, Martha Davis, Trustee. Each of the members shares voting and dispositive power with respect to the shares. The trustees are children of Robert Stockman, and for Section 16 purposes, we have reported the full beneficial ownership of Group Outcome Investors I, LLC under Mr. Stockman's beneficial ownership. Mr. Stockman disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F3]Mr. Stockman is a trustee of the Kenneth Rainin Administrative Trust U/D/T 3/29/90 and has voting and dispositive power with respect to these shares. Mr. Stockman disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F4]The option shares shall vest in four equal quarterly installments, with the first installment on October 9, 2017.

Documents

1 file

Issuer

REVA Medical, Inc.

CIK 0001496268

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001496268

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 8:20 PM ET
Size
10.2 KB
View on SEC.gov