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4//SEC Filing

RICE RONALD A 4

Accession 0001209191-17-045713

CIK 0000110621other

Filed

Jul 18, 8:00 PM ET

Accepted

Jul 19, 4:51 PM ET

Size

9.5 KB

Accession

0001209191-17-045713

Insider Transaction Report

Form 4
Period: 2017-07-17
RICE RONALD A
President and COO
Transactions
  • Award

    Common Stock, $0.01 par value

    2017-07-17+4,011376,777 total
  • Award

    Stock Appreciation Rights

    2017-07-17+100,000700,000 total
    Exercise: $55.19Exp: 2027-07-17Common Stock (100,000 underlying)
Holdings
  • Common Stock, $0.01 par value

    (indirect: By 401(k))
    4,782
Footnotes (5)
  • [F1]The reporting person was granted 4,011 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan.
  • [F2]Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 109,466 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 87,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity Incentive Plans, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
  • [F3]Approximate number of shares held as of July 17, 2017 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  • [F4]The Stock Appreciation Rights vest in four equal installments, beginning on July 17, 2018.
  • [F5]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2017 and expire 10 years from the date of grant.

Issuer

RPM INTERNATIONAL INC/DE/

CIK 0000110621

Entity typeother

Related Parties

1
  • filerCIK 0001224027

Filing Metadata

Form type
4
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 4:51 PM ET
Size
9.5 KB