4//SEC Filing
RICE RONALD A 4
Accession 0001209191-17-046169
CIK 0000110621other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 4:32 PM ET
Size
8.8 KB
Accession
0001209191-17-046169
Insider Transaction Report
Form 4
RICE RONALD A
President and COO
Transactions
- Tax Payment
Common Stock, $0.01 par value
2017-07-21$54.67/sh−12,173$665,498→ 364,604 total
Holdings
- 700,000
Stock Appreciation Rights
→ Common Stock (700,000 underlying) - 4,783(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (5)
- [F1]On July 21, 2017, 31,500 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 12,173 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- [F2]Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 109,466 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of July 21, 2017 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F5]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2017 and expire 10 years from the date of grant.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224027
Filing Metadata
- Form type
- 4
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 4:32 PM ET
- Size
- 8.8 KB