SMILEY KEITH R 4
4 · RPM INTERNATIONAL INC/DE/ · Filed Jul 25, 2017
Insider Transaction Report
Form 4
SMILEY KEITH R
VP-Finance & Controller
Transactions
- Tax Payment
Common Stock, $0.01 par value
2017-07-21$54.67/sh−3,417$186,807→ 103,769 total
Holdings
- 3,986(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (3)
- [F1]On July 21, 2017, 7,200 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 3,417 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- [F2]Includes an aggregate of 7,310 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 12,241 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of July 21, 2017 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.